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2017-02-28 2011-04-22 A broker-dealer (B-D) is a person or firm in the business of buying and selling securities for its own account or on behalf of its customers. The term broker-dealer is used in U.S. securities Broker Job Description Template. We are seeking a highly experienced Broker who is knowledgeable about the products and services our company offers. The responsibilities of a Broker include providing excellent customer service, closing deals, and processing … The financial instruments that are bought or sold can come in many forms including shares, derivatives, bonds, stocks and so on. A broker can work alone but they are usually part of a brokerage firm.

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Those who are engaged for others, in the negotiation of contracts, relative to property, with the custody of which they have no concern. Paley on Agency, 13; see Com. Dig. Merchant, C. 2. A broker is, for some purposes, treated as the agent of both parties; but in the first place, he is deemed the agent only of the person by A sub broker is a person who is appointed by a stock broker and acts on behalf of a Trading Member as an agent but he is not a Trading Member of a Stock Exchange. Sub-brokers are required to be registered with SEBI and the stock broker is responsible for all acts of commission of the authorized person. When you seek the help of a real estate agent or broker to find a buyer for your property, the listing agreement you sign serves as a contract that stipulates the time period during which you give the broker exclusive right to market your property and attract a buyer. A person who buys and sells goods or assets for others.

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a person who buys and sells foreign money, shares in companies, etc., for other people: 2.

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1. One that acts as an agent for others, as in negotiating contracts, purchases, or sales in return for a fee or commission. 2.